The following documents provide clarification on our service, please be aware of the contents.
Innovative Compliance solutions for IFAs
Would you like to obtain a review of your Client files at the click of a mouse?
Are you looking to obtain crucial Compliance support in an efficient and cost effective way?
Bankhall's Remote Compliance Services offer*:
Cost effectiveness – Services delivered remotely can offer savings compared to traditional visits.**
Flexibility - We can review 1 set of documents if that’s all you need. There is no minimum amount.***
Convenience - You can submit at a time to suit you.
Expertise - Collectively, the Bankhall team exceeds all minimum qualification requirements for giving advice.
Forward thinking - We can review before any advice is given to a client, which could help to minimise future issues.
Independence - Our review of a file or complaint will demonstrate to the FCA that you are committed to a best client outcome.
* This service may occasionally be unavailable due to upgrading/maintenance.
** Please note charges differ dependent on the services chosen.
***File Reviews require at least the factfind and suitability report.